Course 3: Documentation

This is a complete set of documentation to use to raise private money.

We recommend a review by an attorney before filing and sending to investors.  This publication is intended to provide accurate and authoritative information with regard to the subject matter covered.  It is offered with the understanding that neither the publisher nor the author is engaged in rendering legal, tax or other professional services.  If legal, tax or other expert assistance is required, the services of a competent professional should be sought.


Any comments, suggestions, or explanation contained within this material whether written, audio or video are not offered as legal advice.  Forms are provided as samples of what the appropriate form may or may not contain.  The author or publisher make no representations with respect to the content of any forms, documents, descriptions, comments or suggestions contained within this material and disclaim any implied or express warranties of merchantability or fitness for any particular usage, application or purpose.  Forms are for demonstration purposes only.

While this information has been carefully edited and updated to accurately reflect the law, tax rules, local and state guidelines, this is a field that can change quickly.  Statutory provisions and legal rules are constantly being changed, revised and/or interpreted.  Readers must use caution before utilizing the information and practices contained within this publication.  The information is not a substitute for expert advice and careful diligence.  It is for instructional purposes only.

This publication is covered under the protection provided by the copyright laws of the United States (17 U.S.Code).  It is illegal for anyone to violate any of the rights and protection provided by copyright law.  Any unauthorized reproduction of this publication or its sections (in whole or in part) will be considered a direct violation of copyright protection and shall be punished to the fullest extent under law.

These are  not to be deemed as providing legal advice and are drafts only of previously used documents.  You are strongly advised to seek legal counsel.

  1. Private Placement Memorandum (0)
  2. Exhibit A - Business Plan (0)
  3. Exhibit B - Suitability and Representation Letter Subscription Agreement (2)
  4. Exhibit C - Suitability and Representation Letter Foreign Overseas (0)
  5. Exhibit D - Operating Agreement (0)
  6. Exhibit E – Management Resumes
  7. Exhibit F – Summary of Initial Investment
  8. Placement Agent Agreement (0)
  9. Securities Act of 1933 (0)
  10. Securities Exchange Act of 1934 (0)
  11. Trust Indenture Act of 1939 (0)
  12. Dodd-Frank Wall Street Reform and Consumer Protection Act (0)
  13. Blue Sky Law Case (0)
  14. Angel Investor List (0)

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